V153COM1
1.00 CPD Hours
Presented by: Trevor Slater
Duration: 49:16
What does a compliant internal complaint process look like and why is it important (besides being a FAP licence requirement).
As financial advisers move into the new licensing regime a compliant internal complaint handling process will become more vital. In this first webinar about internal complaint handling and skills, attendees will learn about each step involved in a compliant internal complaint process, the importance of each and how they can be applied in a financial advice environment. The importance of why a good process makes for good business is also covered.