By: Andy Crow, Lucy Relf, Ross, Skilton, FMA

Duration: 56:12

This webinar qualifies as 1 CPD Hour relating to conduct and ethics standards.

Join us to discuss key insights from the FMA’s monitoring report on Class 1 & 2 Financial Advice Providers. For IBANZ members, there will be a focus on findings and examples from the Fire and General insurance sector. This session is an opportunity to connect with the regulator, discuss their monitoring insights, and ask questions.

Key Takeaways:

• The FMA is encouraged by the transition made by Financial Advice Providers to adopt the new requirements into their licensed businesses. 
• We’ll cover examples of good practices and gaps that (if remain unchecked) could lead to an increased risk of harm to clients.
• Our expectations are Financial Advice Providers, and their Advisers review the report and consider how the FMA’s observations apply to their businesses.