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New Financial Advice Regime Guidance

IB20
CPD Points: 1.50
Duration: 1.5hrs
Free +GST Retail
Free +GST Learning Partner

Event Detail

We are pleased to provide free seminars across New Zealand to help Members plan for changes and navigate the new financial advice regime set to come into force 15th March 2021.  With the Disclosure Regulations and the Code of Professional Conduct for Financial Advice Services finalized and full license conditions for Financial Advice Providers (FAP) consultation closed, this seminar will provide an overview on the following aspects of the new regime:

1. Retail clients definition
2. What qualifies as regulated financial advice 
3. License types and key sharing considerations 
4. Disclosure requirements including what, when and by whom
5. Code of Professional Conduct for Financial Advice Services – The Standards
6. Anticipated conditions to FAP licenses 
7. Evidencing what is being done to adhere to disclosure, code and conditions.

I am delighted to confirm that Tim Williams of Chapman Tripp will present with myself.  

Each session will conclude with a Q & A.

With the uncertainty created by COVID-19 we will only be able to hold these seminars in person if the region is at Level 1 and Tim and I are allowed to travel.  Spaces to attend in person will be limited (please consider other member firms when booking), with a further 200 available for virtual attendance.  If the Alert Levels prevent us from holding these in person, all attendees will be sent the link to attend virtually.

 

All Coming Instances

02:00p.m. - 03:30p.m., Thu, 17 Sep 2020
Registrations Close: 16 September 2020
Class Limit: 250
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

This particular session will be held via Microsoft Teams and a link will be sent out the day prior.

One of the sessions will be recorded on the usual IBANZ webinar platform and made available for any Members not able to connect via Microsoft Teams. 

Registration Closed
08:30a.m. - 10:00a.m., Mon, 21 Sep 2020
Registrations Close: 18 September 2020
Class Limit: 280
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

This particular session will be held via Microsoft Teams and a link will be sent out the day prior.

One of the sessions will be recorded on the usual IBANZ webinar platform and made available for any Members not able to connect via Microsoft Teams or attend on the day.

Registration Closed
02:30p.m. - 04:00p.m., Mon, 21 Sep 2020
Registrations Close: 19 September 2020
Class Limit: 250
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

This particular session will be held via Microsoft Teams and a link will be sent out the day prior.

One of the sessions will be recorded on the usual IBANZ webinar platform and made available for any Members not able to connect via Microsoft Teams or attend on the day.

Registration Closed
02:00p.m. - 03:30p.m., Wed, 07 Oct 2020
Registrations Close: 06 October 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.
For those unable to attend the session on this day this session will be recorded on the usual IBANZ webinar platform and made available.

02:00p.m. - 03:30p.m., Wed, 14 Oct 2020
Registrations Close: 13 October 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.

 

For those unable to attend the session this day it will be recorded on the usual IBANZ webinar platform and made available.
02:00p.m. - 03:30p.m., Thu, 15 Oct 2020
Registrations Close: 14 October 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.


For those unable to attend the session this day it will be recorded on the usual IBANZ webinar platform and made available.

02:00p.m. - 03:30p.m., Thu, 29 Oct 2020
Registrations Close: 28 October 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.


For those unable to attend the session this day it will be recorded on the usual IBANZ webinar platform and made available.

02:00p.m. - 03:30p.m., Thu, 05 Nov 2020
Registrations Close: 04 November 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.


For those unable to attend the session this day it will be recorded on the usual IBANZ webinar platform and made available.

02:00p.m. - 03:30p.m., Wed, 11 Nov 2020
Registrations Close: 10 November 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.

For those unable to attend the session this day it will be recorded on the usual IBANZ webinar platform and made available.

02:00p.m. - 03:30p.m., Thu, 12 Nov 2020
Registrations Close: 11 November 2020
Class Limit: 50
Presenter: Mel Gorham, Tim Williams
Venue:
Online:

For those registered by webinar the links will be sent the day prior.

For those unable to attend the session this day it will be recorded on the usual IBANZ webinar platform and made available.

 

Terms and Conditions

The running of this workshop is subject to minimum attendees. 

 

Full terms and conditions are available here


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