Presented by: Virginia Douglas

 Duration: 1:07

How can you work to ensure your processes cover both privacy and your obligations as a financial adviser? This webinar will follow the client journey and look at the overlap and gaps between your obligations for advice and privacy along this journey. It will provide tips on how you can use the same processes to make sure you are meeting both obligations and how to avoid potential problems. 

Content of this workshop will over your obligations and tips for:
• Collecting client information 
• Recording keeping 
• Using client information 
• Storing client information 
• Sharing client information
• Privacy processes

This will be an interactive session where you can ask questions and share your own examples.