Cyber, Record Keeping & Vulnerable Clients 16-11-22


1.00 CPD Hours

Free +GST Retail
Free +GST Learning Partner

Learn Module Detail


Duration: 50:22

The FMA will be presenting on three distinct topics, starting with Standard Condition 1 - Record Keeping, followed by standard Condition 5 – Business continuity and technology systems. This will include tips on how small and medium-sized financial advice providers (FAPs) can enhance the security and resilience of their technology systems, including cyber risk management, in a proportionate way. Standard conditions are imposed by the FMA for all FAP Licensed holders. Lastly, the webinar covers customer vulnerability and the FMA’s expectations for financial service providers, and what this may look like for insurance advisers who interact with clients every day. 

Intended Audience:

Members who are primarily responsible for FAP Licence obligations or perhaps serving customers with special needs.  



Forgot password?
Create an Account