By: Crossley Gates
Duration: 1:05
This webinar qualifies as 1 CPD Hour relating to conduct and ethics standards, and for completing the quiz you will get an additional 0.5 also.
The purpose of the Financial Markets Conduct Act 2013 (FMCA) is to regulate the giving of Financial Advice across several professional sectors, including insurance brokers.
This webinar will help you to understand when you have duties under the FMCA and how they vary for wholesale and retail clients.
Other topics in this webinar are the duties of Financial Advice Providers when engaging others to give advice, the consequences when there is a breach of your duty and the Code of Professional Conduct.